One-On-One Employee Meetings
Our firm conducts/participates in one-on-one meetings to educate the employees about the plan and encourage enrollment in the plan.
Vendor Management/Issue Resolution
Our firm acts as a liaison between the plan sponsor and the vendor and helps resolve any issues that may arise. They help ensure that what was committed to in the search is executed on by the vendor.
Education Program Strategy
Our firm helps the plan sponsor determine the strategy for addressing the education/communication needs for the employees/participants.
Vendor Search
Our firm designs and conducts a search for a new recordkeeper/provider for the plan.
Plan Design Consulting
Our firm consults on how to help design one of the best plans (e.g, features it will include) to meet the sponsor's benefit goals.
Transition Services to Recordkeeper
Our firm assists in coordinating/troubleshooting the process when a transition occurs to a new recordkeeper/provider. This does not mean that the financial professional actually facilitates all the details of the transition.
Vendor Fee/Service Reviews
On behalf of the plan sponsor, our firm conducts a review of the services that the provider/vendor is providing and the associated fees for those services (i.e., a pricing evaluation).
Group Employee Meetings
Our firm conducts/participates in group meetings to educate the employees about the plan and encourage enrollment in the plan.
Investment Policy Development
Our firm assists the plan sponsor in developing the investment policy/statement for the plan.
Fund Menu Design
Our firm chooses or recommends the asset classes and fund types in the lineup.
M&A Services
Our firm supports the plan during a merger or acquisition and assists with plan changes such as combining multiple plans and communicating changes to employees.
Participant Support in Multiple Languages
Our firm will provide participant support in English and Spanish.
Dedicated 1-800 Number for Participants
The practice has a toll-free number available for participants to contact the advisor or support staff.
Model Portfolios
Our firm provides one or more model portfolios for participants to opt into. The models are based on risk profiles and objective. The models may also be used to simplify administration of managed accounts.
Financial Wellness
Our firm will help design and conduct financial wellness for your participants
Financial Wellness Program Strategy
Our firm helps the plan sponsor determine the strategy for addressing the financial wellness needs for the employees/participants.
Special Institutional / Committee Meeting Training
Our firm provides training to the investment committee to educate them about their roles and responsibilities with the retirement plan.
Act as Investment Co-Fiduciary 3(21) to the Plan
Our firm acts in a co-fiduciary role to the plan, as defined in ERISA section 3(21).
New York
Pearl River
167 East Central Ave.
Pearl River, NY 10965
New York
55W 46th Street
Suite 2203,
New York, NY 10036
Connecticut
127 Broad Street
Unit 1A
Milford, CT 06460
845-638-6669
845-732-7411 fax
Form Client Relationship Summary ("Form CRS") is a brief summary of the brokerage and advisor services we offer.
HTA Client Relationship Summary
HTS Client Relationship Summary
Hightower Advisors, LLC is an SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Securities offered through Hightower Securities, LLC, Member FINRA/SIPC. brokercheck.finra.org
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